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Ships within 48 hours · Estimated delivery Jul 20 - Jul 25
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Description
BD- Broker-Dealer Trade Blotter for Mutual Fund Direct BusinessThe Broker Dealer Trade Blotter for Mutual Fund Direct Business serves as a valuable blotter for recording transactional activity specific to a broker dealers mutual fund direct business. The customizable Trade Blotter is an instrumental part of a broker dealers books and records and includes fourteen separate sections as required by FINRA to include trade identification and description, trade amount, commissions earned and documentary evidence of
The Broker-Dealer Trade Blotter for Mutual Fund Direct Business serves as a valuable blotter for recording transactional activity specific to a broker-dealer’s mutual fund direct business. The customizable Trade Blotter is an instrumental part of a broker-dealer’s books and records and includes fourteen separate sections as required by FINRA to include trade identification and description, trade amount, commissions earned and documentary evidence of principal review. Members also downloaded Broker-Dealer Variable Annuity Purchase and Exchange Blotter and Trade Blotter for Unregistered Offerings.
Version/Update: V.4/02012022
Total Page Count/Format: 1/.xlsx (landscape)
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy